Name: Thomas O'leary
Company: Brewin dolphin
Job title: Jefe de Grupo de Cumplimiento y Delitos Financieros [CF10 / 11]
Country of Residence: United Kingdom
Precise location: London, United Kingdom
Website of the company :
brewin.co.uk /
Size of the company : sign up to find out
More Informations About This Profile (Education, Experience, Skills, etc...)
Education & Professional Experience
Thomas has studied at London Metropolitan University in Financial Services Law and Regulation between 2005 and 2006, then at Howard School.
Thomas worked for Barclays Wealth & Investment Management as Head of Compliance, UK & Offshore Islands between Apr 2011 and Dec 2013, for RBS Wealth & Investment Management as Global Head of Regulatory Risk [CF10] between Apr 2008 and Apr 2011, for Coutts as Head of Consultancy, Compliance between Nov 2003 and Apr 2008, for NatWest Stockbrokers Ltd, National Westminster Bank Group as Head of Risk and Compliance - Main Board Director [CF1 / CF10] between Dec 1996 and Oct 2003, for Group Personal Equity Plan Office, National Westminster Bank Group as Head of Compliance & Risk between Jun 1995 and Dec 1996, for Group CEO Office, Group Compliance, National Westminster Bank Group as Chief of Staff between Dec 1993 and Jun 1995, for Global Markets / NatWest Investments Retail, National Westminster Bank Group as Regulatory Compliance Manager between Apr 1990 and Dec 1993.
Skills & Competences
Thomas has the following skills : Business Analysis, Global Regulatory Standards/Policies, Compliance, Change Management, Intermediaries & Corporate Banking, Private Banking, Retail Banking, Conduct Risk, Investigations, Financial Crime, Strategic Planning, Corporate Governance, Outsourcing Management, Stakeholder Management, Investment Banking, Stockbroking, Internal Audit, Operational Risk Management, Conflicts Management, Risk Management.
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